| The Certification Body of TÜV SÜD South Asia Private Limited hereby confirms according to ISO/IEC 17021-1 that the Unique AG Stockerstr.34 Zurich - 8002 Switzerland has implemented Artificial Intelligence Management System in accordance with ISO/IEC 42001:2023 for the scope of Development & Deployment software as a service (SaaS) for financial Services Clients based on pre-trained AI foundation models. Either Unique leverages Microsoft Azure OpenAI Services or works with AI models provided by clients (e.g. self-hosted and trained Mistral model on premise of the client) The certificate is valid from 2025-03-07 until 2028-03-06 Subject to successful completion of annual periodic audits The present status of this certificate can be obtained through TUV SUD website by scanning below QR code and by entering the certificate number (without spaces) on web page. Further clarifications regarding the status & scope of this certificate may be obtained by consulting the certification body at info.in@tuvsud.com Operates in compliance with the requirements of ISO/IEC 42001:2023 This certificate does not authorize the labelling of products or services. Certificate Registration No. 99 420 00001 Version of the statement of applicability: 1.0, Dated 14. Nov. 2024 Date of Initial certification: 2025-03-07 Issue Date: 2025-03-07 Rev. 00 |
____________________ Rahul Kale Head of Certification Body of TÜV SÜD South Asia Private Limited, Mumbai Member of TÜV SÜD Group |
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