Unique AI for Security & Compliance Officers

Unique is purpose-built for the financial services industry, with security and compliance at its core. We adhere to a data minimization principle and apply Swiss and EU regulatory standards - among the most stringent globally - across all our markets.

Independently validated certifications

• SOC 2 Type 2
  Security, availability & confidentiality
• ISO 27001
  Information security management
• ISO 9001
  Quality management & continuous improvement
• ISO 42001
  AI management system standard
• FINMA
  Swiss financial market regulatory compliance

Country-specific regulatory coverage

• 🇨🇭 Switzerland
  FINMA Circulars 2018/3, 2023/1, nFDAP
• 🇺🇸 United States
  SEC, OCC, SR 11-7, GLBA, NY SHIELD, US Cloud Act
• 🇬🇧 United Kingdom
  FCA SYSC 8, FSMA 2000, UK GDPR
• 🇸🇬 Singapore
  MAS TRM, PDPA, MAS AI Guidelines

Built for regulated industries

Although Unique operates as a technology provider rather than a regulated financial institution, our compliance framework is intentionally designed to meet or exceed the regulatory requirements our financial services clients face — including SEC, FCA, MAS, and FINMA expectations.

Explore the sections

• IT Security
  Our risk-based security approach, 24/7 SOC monitoring, bug bounty program, vulnerability patch management, device management, OWASP Top 10 for LLM considerations, access controls, and business continuity planning.
• AI Governance Framework
  How we ensure responsible, transparent use of GenAI — our MCP Governance Framework, Unique AI Policy, our view on the EU AI Act, and alignment with the AI Verify Foundation.
• Compliance
  Compliance Layer 3.0, policies and processes, certification details, and the coverage matrix mapping our controls to SOC 2, ISO 27001, ISO 9001, ISO 42001, and GDPR/nFDAP.
• Data Protection
  Data retention and deletion policies, data export procedures for recordings, and guidelines for sharing secret or sensitive information with the Unique platform.